SINGAPORE MARKET

Individual Cash Account Opening

1. Joint Cash Account Opening Pack
   1. Joint Account Checklist
   2. Application for Opening of Securities Trading Account (Joint)
   3. Application for Opening of Securities Account - CDP (Joint)
   4. **Customer Account Review (CAR) / Customer Knowledge Assessment (CKA)
      (For trading Specified Investment Products "SIPs")
   5. **W-8BEN (For Non-US Tax Resident - Individual)

**Applicants will have to complete one form each.

Corporate Cash Account Opening Pack

2. Corporate Account (For Singapore Corporation)

1. Corporate Account Checklist
2. Application for Opening of Securities Trading Account (Corporate)
3. Board of Directors' Resolution (Cash Trading)
4. CRS - Entity Tax Residency Self - Certification Form
5. CRS - Controlling Person Tax Residency Self - Certification Form
6. W-8BEN-E (For Non-US Tax Resident - Corporate)
7. W-9 (For US Tax Resident)
8. Guide for completion of forms
9. Guarantee (Single Party)
10. Guarantee (Joint & Several)

3. Corporate Account (For Foreign Corporation)

1. Corporate Account Checklist
2. Application for Opening of Securities Trading Account (Corporate)
3. Board of Directors' Resolution (Cash Trading)
4. CRS - Entity Tax Residency Self - Certification Form
5. CRS - Controlling Person Tax Residency Self - Certification Form
6. W-8BEN-E (For Non-US Tax Resident - Corporate)
7. W-9 (For US Tax Resident)
8. Letter of Indemnity (For Companies Incorporated in Countries Listed in Appendix 1)
9. Guide for completion of forms

4. Guarantee (Single Party)

1. Guarantee (Joint & Several)

5. US MARKET

1. W-8BEN (For Non-US Tax Resident - Individual)
2. W-8BEN-E (For Non-US Tax Resident - Corporate)
3. W-9 (For US Tax Resident)
4. NASDAQ Subscriber Agreement
5. NYSE Agreement for Market Data Display Services

6. NORTHBOUND CHINA MARKET

1. Request for Trading in Northbound China Connect Shares
2. Personal Information Collection Statement Concerning Northbound China Connect Order