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Under the measures, if you are a retail customer, we are required to conduct a prescribed CAR/CKA to ascertain whether you have the relevant knowledge or experience to understand the risks and features of listed SIPs you intend to continue to trade in before we can allow you to continue to trade in such products.
A customer possessing the relevant knowledge or experience to understand the risks and features of listed SIPs will thus be deemed as “passing” the CAR/CKA.
